Introduction for Businesses

Regent Financial Services helps manage financial assets for an array of institutional clients, including community banks, small to mid-sized corporations, Eleemosynary organizations / not-for-profit agencies and various tax-qualified [ERISA] retirement plans. We distinguish ourselves by approaching the task of portfolio management and retirement plan audits as a consulting service rather than a product. This approach is tailored to effectively meet the cash flow needs and investment objectives of each client.

 Regent Financial Services uses a disciplined analytical approach to investing utilizing a combination of macroeconomic and quantitative inputs in our analysis, with an eye toward risk management.

Our specialty is the management of equity-income portfolios, one whose primary objective is tax-managed results, while providing increasing income through our Rising Dividends Philosophy model.

Utilizing Commonwealth’s PPS (Preferred Portfolio Services) program, we design equity-income biased portfolios that seek to meet the long-term requirements of client-specified benchmarks. This can be lower volatility of returns, as well as identification of lower risk opportunities to potentially enhance returns. However, past performance is no guarantee of future results.

 Regent Principal’s Fred Burgess and Peter Coopersmith, also serve as a credentialed fiduciary’s, where such services are appropriate (e.g. Qualified Retirement Plan Sponsors).